Benjamin Ellis

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Tikehau Capital Europe Limited
FRN 647919
- CF30 Customer (since 16 Dec 2025)
- [FCA CF] Client dealing (since 6 Nov 2025)
Tikehau Investment Management UK
FRN 998808
- Employed By (since 16 Dec 2025)
Shard Capital AIFM LLP (no longer approved here)
FRN 615463
- CF30 Customer (30 Jun 2021 to 12 Sep 2025)
Shard Credit Partners Ltd (no longer approved here)
FRN 702785
- (4)Employed By (30 Jun 2021 to 12 Sep 2025)
Sumitomo Mitsui DS Asset Management (UK) Limited (no longer approved here)
FRN 115126
- CF30 Customer (6 Feb 2014 to 28 Jul 2015)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.