Brian James Kinane

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Riverfort Global Capital Ltd

    FRN 766760

    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 8. Giving personal recommendations on investments in the course of corporate finance business
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • [FCA CF] Material risk taker (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF1 Chief Executive (since 9 Dec 2019)
    • CF10 Compliance Oversight (3 Apr 2017 to 8 Dec 2019)
    • CF1 Director (3 Apr 2017 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (3 Apr 2017 to 8 Dec 2019)
    • CF3 Chief Executive (3 Apr 2017 to 8 Dec 2019)
    • CF30 Customer (3 Apr 2017 to 8 Dec 2019)
  • Shard Capital AIFM LLP (no longer approved here)

    FRN 615463

    • CF4 Partner (28 Nov 2016 to 19 Nov 2019)
  • Shard Capital Partners LLP (no longer approved here)

    FRN 538762

    • CF4 Partner (30 Sep 2016 to 18 Apr 2017)
    • CF30 Customer (3 May 2016 to 18 Apr 2017)
    • CF3 Chief Executive (AR) (3 May 2016 to 3 Apr 2017)
    • CF1 Director (AR) (3 May 2016 to 3 Apr 2017)
  • Plumtree Capital Limited (no longer approved here)

    FRN 532076

    • CF30 Customer (14 Dec 2015 to 12 Jul 2017)

Recent activity

Updates to this individual's record on the FCA register.

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