Plumtree Capital Limited

Watch for changes

Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

P2P Lending Advice

For Eligible Counterparty, Professional
Investment Advice (no pensions)

For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
Investment Setup

For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

Senior staff personally approved by the FCA to hold their roles here.

Brian James Kinane
IRN BXK01246
- CF30 Customer (14 Dec 2015 to 12 Jul 2017)
James Henry Dedman
IRN JHD01089
- CF30 Customer (31 Oct 2016 to 26 Apr 2017)
Mark John Durling
IRN MJD01189
- CF30 Customer (30 Apr 2012 to 8 Dec 2019)
Natasha Maria Roselle D'Silva
IRN NMD01038
- CF30 Customer (4 Jan 2011 to 28 Jun 2011)
Stephen Michael Austin
IRN SMA01041
- CF4 Partner (AR) (since 17 Apr 2025)
- SMF3 Executive Director (since 9 Dec 2019)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
- SMF16 Compliance Oversight (since 9 Dec 2019)
- SMF1 Chief Executive (since 9 Dec 2019)
- CF30 Customer (4 Jan 2011 to 8 Dec 2019)
- CF11 Money Laundering Reporting (4 Jan 2011 to 8 Dec 2019)
- CF3 Chief Executive (4 Jan 2011 to 8 Dec 2019)
- CF1 Director (4 Jan 2011 to 8 Dec 2019)
- CF10 Compliance Oversight (4 Jan 2011 to 8 Dec 2019)

Smaller firms operating under this firm's FCA authorisation.

Plumtree Capital (US) LLP
FRN 963542 · Appointed 6 Nov 2021
Cazadores Investments Limited (no longer appointed)
FRN 756689 · Appointed 15 Sep 2016 · Until 3 May 2017
RiverFort Capital Limited (no longer appointed)
FRN 724823 · Appointed 9 Nov 2015 · Until 27 Jul 2017

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.