James Henry Dedman

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • CAZADORES INVESTMENTS LTD

    FRN 771719

    • [FCA CF] Material risk taker (since 5 Mar 2026)
    • [FCA CF] Client dealing (since 5 Mar 2026)
    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • CF30 Customer (8 May 2017 to 8 Dec 2019)
    • CF1 Director (8 May 2017 to 8 Dec 2019)
    • CF10 Compliance Oversight (8 May 2017 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (8 May 2017 to 8 Dec 2019)
  • Plumtree Capital Limited (no longer approved here)

    FRN 532076

    • CF30 Customer (31 Oct 2016 to 26 Apr 2017)
  • Cazadores Investments Limited (no longer approved here)

    FRN 756689

    • Employed By (25 Aug 2016 to 8 Sep 2016)
  • Barclays Capital Securities Limited (no longer approved here)

    FRN 124431

    • CF30 Customer (6 Oct 2009 to 4 Aug 2010)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.