CAZADORES INVESTMENTS LTD

• Principal Place of Business

  Pavilion

  Chester House 81-83

  Fulham High Street

  London

  Hammersmith And Fulham

  SW6 3JW

  UNITED KINGDOM

  Phone

  +442080502169

  Web

  https://www.cazadoresinvestments.com

• Complaints Contact

  The K B S P Partnership, 13A Harben Parade

  Finchley Road

  London

  Camden

  NW3 6LH

  UNITED KINGDOM

  Phone

  +442080502169

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• David Saponjyan

  IRN DXS01196

  • [FCA CF] Client dealing (since 1 Mar 2026)
  • [FCA CF] Material risk taker (since 13 Oct 2025)
  • [FCA CF] Proprietary trader (13 Oct 2025 to 27 Feb 2026)
• Gavin Williams Youll

  IRN GWY01005

  • CF2 Non Executive Director (8 May 2017 to 8 Dec 2019)
• Gergely Palffy

  IRN GXP90331

  • [FCA CF] Material risk taker (27 Jul 2020 to 27 Jul 2022)
• James Henry Dedman

  IRN JHD01089

  • [FCA CF] Client dealing (since 5 Mar 2026)
  • [FCA CF] Material risk taker (since 5 Mar 2026)
  • SMF16 Compliance Oversight (since 9 Dec 2019)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
  • SMF3 Executive Director (since 9 Dec 2019)
  • CF1 Director (8 May 2017 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (8 May 2017 to 8 Dec 2019)
  • CF30 Customer (8 May 2017 to 8 Dec 2019)
  • CF10 Compliance Oversight (8 May 2017 to 8 Dec 2019)
• James John Miller

  IRN JJM01122

  • [FCA CF] Material risk taker (since 5 Mar 2026)
  • [FCA CF] Client dealing (since 1 Oct 2024)
  • [FCA CF] Algorithmic trading (1 Oct 2024 to 5 Mar 2026)
• Joel Jallong Ose Murang

  IRN JXM20118

  • [FCA CF] Material risk taker (9 Dec 2019 to 30 Nov 2022)
  • CF30 Customer (16 Sep 2019 to 8 Dec 2019)
• Louis Andrew Moed

  IRN LAM01058

  • CF30 Customer (3 Jan 2018 to 8 Jan 2019)
• Martin Richrath

  IRN MXR01095

  • [FCA CF] Client dealing (since 1 Mar 2026)
  • [FCA CF] Material risk taker (since 12 Nov 2025)
• Ryan Collins

  IRN RXC01919

  • [FCA CF] Material risk taker (9 May 2022 to 31 Jul 2023)
• Shailen Pau

  IRN SXP01212

  • [FCA CF] Client dealing (since 5 Mar 2026)
  • [FCA CF] Material risk taker (since 1 Sep 2022)

No changes recorded yet.