Riverfort Global Capital Ltd

Date authorised
3 April 2017
Companies House
10115457
Last scraped
1 week ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Guildhouse
    126-128 Buckingham Palace Road
    London
    Westminster
    SW1W 9SA
    UNITED KINGDOM
    Phone
    +442034112781
    Web
    https://www.riverfort.com

  • Complaints Contact

    128
    Buckingham Palace Road
    London
    SW1W 9SA
    UNITED KINGDOM
    Phone
    +4402034112781

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Brian James Kinane

    IRN BXK01246

    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 8. Giving personal recommendations on investments in the course of corporate finance business
    • SMF1 Chief Executive (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Material risk taker (since 9 Dec 2019)
    • CF11 Money Laundering Reporting (3 Apr 2017 to 8 Dec 2019)
    • CF10 Compliance Oversight (3 Apr 2017 to 8 Dec 2019)
    • CF1 Director (3 Apr 2017 to 8 Dec 2019)
    • CF30 Customer (3 Apr 2017 to 8 Dec 2019)
    • CF3 Chief Executive (3 Apr 2017 to 8 Dec 2019)
  • Charles Graham Stirling

    IRN CGS01072

    • CF30 Customer (3 Apr 2017 to 29 Mar 2019)
    • CF1 Director (3 Apr 2017 to 29 Mar 2019)
  • Daniel Mary Mc Aleese

    IRN DXM02165

    • SMF16 Compliance Oversight (since 5 Feb 2024)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 5 Feb 2024)
  • Gytis Martinkus

    IRN GXM00129

    • SMF3 Executive Director (since 31 Mar 2021)
  • James William Edward Lewis

    IRN JWL01032

    • SMF3 Executive Director (9 Dec 2019 to 8 Apr 2024)
    • CF1 Director (3 Apr 2017 to 8 Dec 2019)
  • Mark Wheeler

    IRN MXW00382

    • SMF16 Compliance Oversight (11 Aug 2021 to 18 Jul 2023)
    • SMF17 Money Laundering Reporting Officer (MLRO) (11 Aug 2021 to 18 Jul 2023)
  • Richard Guy Marius Hewett Wheatley

    IRN RGW01107

    • 8. Giving personal recommendations on investments in the course of corporate finance business
    • [FCA CF] Functions requiring qualifications (since 1 Jun 2022)
  • Scarlett Wheeler

    IRN SXW00746

    • SMF16 Compliance Oversight (9 May 2023 to 27 Oct 2023)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 May 2023 to 27 Oct 2023)
  • Vikrant Bhargava

    IRN VXB01369

    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (3 Apr 2017 to 8 Dec 2019)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.