James William Edward Lewis

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Shard Capital Partners LLP (no longer approved here)

    FRN 538762

    • SMF27 Partner (9 Dec 2019 to 31 Jan 2022)
    • CF1 Director (AR) (9 Dec 2015 to 31 Jan 2022)
    • CF30 Customer (21 Oct 2011 to 8 Dec 2019)
    • CF3 Chief Executive (18 Oct 2011 to 19 Nov 2019)
    • CF4 Partner (18 Oct 2011 to 8 Dec 2019)
  • Shard Capital AIFM LLP (no longer approved here)

    FRN 615463

    • SMF27 Partner (9 Dec 2019 to 31 Jan 2022)
    • CF1 Director (AR) (8 Dec 2015 to 31 Jan 2022)
    • CF4 Partner (AR) (5 Mar 2015 to 4 Dec 2015)
    • CF4 Partner (21 Jul 2014 to 8 Dec 2019)
    • CF28 Systems and controls (21 Jul 2014 to 8 Dec 2019)
    • CF3 Chief Executive (21 Jul 2014 to 19 Nov 2019)
  • Riverfort Global Capital Ltd (no longer approved here)

    FRN 766760

    • SMF3 Executive Director (9 Dec 2019 to 8 Apr 2024)
    • CF1 Director (3 Apr 2017 to 8 Dec 2019)
  • Rubrics Asset Management (UK) Limited (no longer approved here)

    FRN 694948

    • (6)Employed By (7 Dec 2015 to 31 Jan 2022)
  • Shard Credit Partners Ltd (no longer approved here)

    FRN 702785

    • (6)Employed By (4 Dec 2015 to 31 Jan 2022)
  • SAM CAPITAL PARTNERS LIMITED (no longer approved here)

    FRN 470234

    • CF30 Customer (1 Nov 2007 to 31 Oct 2011)
    • CF1 Director (20 Aug 2007 to 31 Oct 2011)
    • CF27 Investment Management (20 Aug 2007 to 31 Oct 2007)
    • CF21 Investment Adviser (20 Aug 2007 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.