Daniel Mary Mc Aleese

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Riverfort Global Capital Ltd

    FRN 766760

    • SMF17 Money Laundering Reporting Officer (MLRO) (since 5 Feb 2024)
    • SMF16 Compliance Oversight (since 5 Feb 2024)
  • Abundance Investment Ltd

    FRN 525432

    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • CF10a CASS Oversight function (4 Jan 2019 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (21 Jul 2011 to 8 Dec 2019)
    • CF10 Compliance Oversight (21 Jul 2011 to 8 Dec 2019)
  • GATE CAPITAL GROUP LTD. (no longer approved here)

    FRN 189170

    • SMF16 Compliance Oversight (9 Dec 2019 to 30 Jun 2022)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 30 Jun 2022)
    • CF10 Compliance Oversight (4 Jun 2019 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (4 Jun 2019 to 8 Dec 2019)
  • CAPITAL PLUS PARTNERS LIMITED (no longer approved here)

    FRN 189495

    • CF11 Money Laundering Reporting (20 Dec 2016 to 13 Dec 2017)
    • CF10 Compliance Oversight (20 Dec 2016 to 8 Dec 2017)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.