Abundance Investment Ltd

• Principal Place of Business

  Hamilton House

  Mabledon Place

  London

  WC1H 9BB

  UNITED KINGDOM

  Phone

  +442034758666

  Web

  https://www.abundanceinvestment.com

• Complaints Contact

  Hamilton House

  Mabledon Place

  London

  WC1H 9BB

  UNITED KINGDOM

  Phone

  +442034758666

• P2P Lending Advice

  For Professional

• Investment Advice (no pensions)

  For Professional, Alternative Debenture, Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Carrying this activity in the course of corporate finance business or listing of securities for professional clients and eligible counterparties.
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Investment Setup

  For Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Peer-to-Peer Lending Platform

  Show 1 limitation Hide limitations

  • · Limited to facilitating P2P agreements which have a maximum term not exceeding 120 calendar months

• Holds Your Assets

  For Eligible Counterparty, Professional, Retail (Investment), Debenture, Government and public security, Share, Unit

• Ainsley Barker

  IRN AXB00389

  • [FCA CF] Client dealing (since 14 Dec 2020)
• Bruce Michael Davis

  IRN BMD01041

  • [FCA CF] Client dealing (14 Dec 2020 to 31 Oct 2023)
  • SMF3 Executive Director (9 Dec 2019 to 7 Nov 2023)
  • CF1 Director (21 Jul 2011 to 8 Dec 2019)
  • CF30 Customer (21 Jul 2011 to 8 Dec 2019)
• Cara Louise Wilson

  IRN CLW01039

  • [FCA CF] Client dealing (since 14 Dec 2020)
  • SMF3 Executive Director (since 9 Dec 2019)
  • CF1 Director (21 Jul 2011 to 8 Dec 2019)
  • CF30 Customer (21 Jul 2011 to 8 Dec 2019)
• Charles Thomas Alexander Pool

  IRN CTP01026

  • CF30 Customer (31 Jan 2015 to 9 Oct 2015)
  • CF1 Director (AR) (31 Jan 2015 to 25 Sep 2015)
• Charlotte Phillips

  IRN CXP00136

  • [FCA CF] Client dealing (14 Dec 2020 to 12 Jul 2023)
• Daniel Mary Mc Aleese

  IRN DXM02165

  • SMF16 Compliance Oversight (since 9 Dec 2019)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
  • CF10a CASS Oversight function (4 Jan 2019 to 8 Dec 2019)
  • CF10 Compliance Oversight (21 Jul 2011 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (21 Jul 2011 to 8 Dec 2019)
• Gregory John Joseph Stevens

  IRN GJS01178

  • [FCA CF] Client dealing (14 Dec 2020 to 15 Mar 2023)
  • CF30 Customer (10 Feb 2017 to 8 Dec 2019)
• Julia Siobhan Groves

  IRN JXG01983

  • CF30 Customer (21 Jul 2013 to 25 Sep 2015)
  • CF3 Chief Executive (AR) (17 Jun 2013 to 25 Sep 2015)
• Justin Brian Passfield

  IRN JXP01536

  • CF2 Non Executive Director (21 Jul 2011 to 27 Sep 2013)
• Karl-Emil Harder

  IRN KXH01518

  • [FCA CF] Client dealing (since 14 Dec 2020)
  • SMF3 Executive Director (since 9 Dec 2019)
  • SMF1 Chief Executive (since 9 Dec 2019)
  • CF1 Director (21 Jul 2011 to 8 Dec 2019)
  • CF3 Chief Executive (21 Jul 2011 to 8 Dec 2019)

• Trillion Fund Ltd (no longer appointed)

  FRN 580701 · Appointed 28 May 2013 · Until 22 Oct 2015

No changes recorded yet.