Abundance Investment Ltd

Date authorised
21 July 2013
Companies House
07049166
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Hamilton House
    Mabledon Place
    London
    WC1H 9BB
    UNITED KINGDOM
    Phone
    +442034758666
    Web
    https://www.abundanceinvestment.com

  • Complaints Contact

    Hamilton House
    Mabledon Place
    London
    WC1H 9BB
    UNITED KINGDOM
    Phone
    +442034758666

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Professional

  • Investment Advice (no pensions)

    For Professional, Alternative Debenture, Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 2 limitations
    • · Carrying this activity in the course of corporate finance business or listing of securities for professional clients and eligible counterparties.
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Arranges Asset Safekeeping

    For Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Peer-to-Peer Lending Platform

    Show 1 limitation
    • · Limited to facilitating P2P agreements which have a maximum term not exceeding 120 calendar months

  • Holds Your Assets

    For Eligible Counterparty, Professional, Retail (Investment), Debenture, Government and public security, Share, Unit

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Mark Damon Taylor

    IRN MDT01088

    • Director of firm who is not a certification employee or a SMF manager (since 14 Dec 2020)
    • CF2 Non Executive Director (27 Jul 2011 to 8 Dec 2019)
  • Mark Francis

    IRN MXF00106

    • [FCA CF] Client dealing (14 Dec 2020 to 21 Apr 2023)
  • Matthew Reeves

    IRN MXR02292

    • [FCA CF] Client dealing (since 14 Dec 2020)
    • CF30 Customer (12 Dec 2014 to 8 Dec 2019)
  • Michael Lewis Stein

    IRN MLS01123

    • CF30 Customer (21 Jul 2013 to 28 Jan 2015)
    • CF1 Director (AR) (1 Jul 2013 to 28 Jan 2015)
  • Patrick Farr

    IRN PXF00070

    • [FCA CF] Client dealing (14 Dec 2020 to 30 Sep 2023)
    • [FCA CF] Significant management (14 Dec 2020 to 30 Sep 2023)
  • Tom Murray Harwood

    IRN TXH00100

    • [FCA CF] Client dealing (since 14 Dec 2020)
    • [FCA CF] CASS oversight function (since 14 Dec 2020)
  • William Richard Jones

    IRN WXJ00006

    • SMF9 Chair of the Governing Body (since 9 Dec 2019)
    • CF2 Non Executive Director (21 Jul 2011 to 8 Dec 2019)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

  • Trillion Fund Ltd (no longer appointed)

    FRN 580701 · Appointed 28 May 2013 · Until 22 Oct 2015

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.