CAPITAL PLUS PARTNERS LIMITED

Date authorised
1 April 2013
Companies House
03672149
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    4th Floor
    49 St James Street
    London
    SW1A 1JT
    UNITED KINGDOM
    Phone
    +447799888544
    Web
    https://www.capplus.co.uk

  • Complaints Contact

    4th Floor
    49 St James Street
    London
    SW1A 1JT
    UNITED KINGDOM
    Phone
    +447799888544

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

  • Authorised to Operate

  • Arranges Investments

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Andrew Ralph Gardiner

    IRN ARG01142

    • CF1 Director (AR) (23 Sep 2019 to 31 Jan 2023)
  • Benjamin Keith George Tadd

    IRN BKT01008

    • [FCA CF] Client dealing (since 17 Feb 2025)
  • Christopher Lorne Dennis Jonathon Theis

    IRN CLT01025

    • CF30 Customer (27 Sep 2016 to 8 Dec 2019)
  • Daniel Mary Mc Aleese

    IRN DXM02165

    • CF10 Compliance Oversight (20 Dec 2016 to 8 Dec 2017)
    • CF11 Money Laundering Reporting (20 Dec 2016 to 13 Dec 2017)
  • David Bellingham

    IRN DXB01948

    • CF30 Customer (10 Aug 2018 to 2 Jan 2019)
  • Demetrakis Vassiliou

    IRN DXV01053

    • CF11 Money Laundering Reporting (24 Nov 2006 to 19 Jun 2007)
    • CF10 Compliance Oversight (24 Nov 2006 to 19 Jun 2007)
    • CF23 Corporate Finance Adviser (6 Jan 2004 to 19 Jun 2007)
    • CF1 Director (6 Jan 2004 to 19 Jun 2007)
    • CF3 Chief Executive (6 Jan 2004 to 24 Nov 2006)
  • Dominic Berger

    IRN DXB02743

    • SMF17 Money Laundering Reporting Officer (MLRO) (since 5 Apr 2022)
    • SMF16 Compliance Oversight (since 5 Apr 2022)
    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF1 Chief Executive (since 9 Dec 2019)
    • CF1 Director (AR) (4 Nov 2020 to 12 Jul 2023)
    • CF3 Chief Executive (12 Apr 2018 to 8 Dec 2019)
    • CF1 Director (6 Mar 2018 to 8 Dec 2019)
  • Geoffrey Alan Hoodless

    IRN GAH01055

    • CF10 Compliance Oversight (4 Aug 2014 to 23 Jan 2015)
    • CF30 Customer (6 Jun 2014 to 23 Jan 2015)
    • CF1 Director (6 Jun 2014 to 23 Jan 2015)
  • Geoffrey Alistair Newman

    IRN GAN01033

    • CF1 Director (20 Mar 2008 to 9 Dec 2011)
  • Gregory Swenson

    IRN GXS02281

    • CF1 Director (AR) (10 Aug 2018 to 17 Apr 2020)
    • CF30 Customer (8 Aug 2018 to 17 Apr 2020)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.