Dominic Berger

Last updated
3 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • CAPITAL PLUS PARTNERS LIMITED

    FRN 189495

    • SMF16 Compliance Oversight (since 5 Apr 2022)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 5 Apr 2022)
    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF1 Chief Executive (since 9 Dec 2019)
    • CF1 Director (AR) (4 Nov 2020 to 12 Jul 2023)
    • CF3 Chief Executive (12 Apr 2018 to 8 Dec 2019)
    • CF1 Director (6 Mar 2018 to 8 Dec 2019)
  • 360-EQUITY LIMITED (no longer approved here)

    FRN 922607

    • (1)Employed By (4 Nov 2020 to 12 Jul 2023)
  • Angel Equity International Ltd (no longer approved here)

    FRN 747970

    • Employed By (2 Mar 2017 to 1 Dec 2017)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function removed: Employed By at 360-EQUITY LIMITED

  2. controlled function added: (1)Employed By at 360-EQUITY LIMITED