Benjamin Keith George Tadd

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

CAPITAL PLUS PARTNERS LIMITED
FRN 189495
- [FCA CF] Client dealing (since 17 Feb 2025)
Axis Capital Markets Limited (no longer approved here)
FRN 589327
- [FCA CF] Client dealing (29 Sep 2023 to 31 Jan 2025)
IBP Markets Limited (no longer approved here)
FRN 520929
- [FCA CF] Client dealing (10 Aug 2020 to 22 Aug 2023)
Hume Capital Securities plc (no longer approved here)
FRN 504211
- CF30 Customer (23 Oct 2012 to 20 Mar 2013)
Jarvis Investment Management Limited (no longer approved here)
FRN 116413
- CF30 Customer (10 Nov 2008 to 3 Jul 2009)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.