Jarvis Investment Management Limited

• Principal Place of Business

  78 Mount Ephraim

  Tunbridge Wells

  Kent

  TN4 8BS

  UNITED KINGDOM

  Phone

  +4401892510515

  Web

  https://www.jarvisim.co.uk

• Complaints Contact

  78 Mount Ephraim

  Tunbridge Wells

  Kent

  TN4 8BS

  UNITED KINGDOM

  Phone

  +4401892510515

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · (i) Unable to hold investors' financial instruments for own account unless it meets the 'matched principal exemption conditions' as defined in the FSA's Glossary of defined expressions used in the FSA's Handbook; and (ii) Unable to underwrite MiFID financial instruments and/or place MiFID financial instruments on a firm commitment basis.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Non-investment insurance contracts, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Alana Dodd

  IRN AXD00702

  • [FCA CF] Material risk taker (since 3 Oct 2024)
  • [FCA CF] Significant management (since 1 Feb 2023)
• Aleisha Kingswell

  IRN AXK00546

  • [FCA CF] Client dealing (22 Jun 2022 to 20 Oct 2023)
• Alexandra Elizabeth Hutchings

  IRN AXH00324

  • [FCA CF] Manager of certification employee (since 3 Oct 2024)
  • [FCA CF] Material risk taker (since 3 Oct 2024)
  • [FCA CF] Significant management (since 9 Dec 2019)
• Andrea May Bowers

  IRN AXB00501

  • [FCA CF] Significant management (9 Dec 2019 to 31 Jan 2024)
• Andrew James Grant

  IRN AJG00015

  • SMF3 Executive Director (9 Dec 2019 to 31 Mar 2025)
  • CF10 Compliance Oversight (1 Nov 2012 to 25 Feb 2015)
  • CF8 Apportionment and Oversight (1 Dec 2001 to 31 Oct 2007)
  • CF1 Director (1 Dec 2001 to 8 Dec 2019)
• Andrew James Kerrison

  IRN AJK01138

  • CF26 Customer Trading (23 May 2006 to 14 Mar 2007)
• Andrew John Cooke

  IRN AXC00349

  • [FCA CF] Significant management (9 Dec 2019 to 3 Oct 2024)
• Andrew Victor Bolton

  IRN AXB00502

  • [FCA CF] Significant management (9 Dec 2019 to 3 Oct 2024)
• Anthony Colin Sharpe

  IRN ACS01156

  • CF30 Customer (1 May 2009 to 21 Apr 2010)
• Anthony Knight

  IRN AXK01546

  • CF30 Customer (1 Nov 2007 to 13 Mar 2014)
  • CF26 Customer Trading (28 Jun 2006 to 31 Oct 2007)

• Astor Securities Limited (no longer appointed)

  FRN 455518 · Appointed 28 Aug 2007 · Until 1 Oct 2007

• Share Gain Ltd (no longer appointed)

  FRN 456187 · Appointed 17 Aug 2006 · Until 20 Sep 2010

• Bridge Hall Stockbrokers Ltd (no longer appointed)

  FRN 435373 · Appointed 11 Jul 2005 · Until 22 Feb 2006

• Unquoted Trader Limited (no longer appointed)

  FRN 195619 · Appointed 1 May 2001 · Until 1 Nov 2002

• Dudley Road Nominees Limited (no longer appointed)

  FRN 191791 · Appointed 8 May 2000 · Until 30 May 2010

No changes recorded yet.