Anthony Colin Sharpe

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • TRADE NATION FINANCIAL UK LTD (no longer approved here)

    FRN 525164

    • SMF3 Executive Director (27 Jun 2023 to 1 Dec 2025)
    • SMF17 Money Laundering Reporting Officer (MLRO) (27 Jun 2023 to 7 May 2024)
    • SMF16 Compliance Oversight (27 Jun 2023 to 1 Dec 2025)
  • Hantec Markets Limited (no longer approved here)

    FRN 502635

    • SMF1 Chief Executive (5 Apr 2022 to 3 Mar 2023)
    • SMF3 Executive Director (5 Apr 2022 to 3 Mar 2023)
    • SMF16 Compliance Oversight (9 Dec 2019 to 11 Apr 2022)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 11 Apr 2022)
    • CF10 Compliance Oversight (24 Nov 2016 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (30 Sep 2016 to 8 Dec 2019)
  • Trading 212 UK Limited (no longer approved here)

    FRN 609146

    • CF10a CASS Oversight function (21 Mar 2016 to 19 Aug 2016)
    • CF11 Money Laundering Reporting (4 Mar 2015 to 19 Aug 2016)
    • CF10 Compliance Oversight (4 Mar 2015 to 19 Aug 2016)
    • CF30 Customer (15 Oct 2014 to 19 Aug 2016)
  • Jarvis Investment Management Limited (no longer approved here)

    FRN 116413

    • CF30 Customer (1 May 2009 to 21 Apr 2010)
  • ITI Capital Limited (no longer approved here)

    FRN 171487

    • CF30 Customer (1 Nov 2007 to 25 Nov 2008)
    • CF26 Customer Trading (22 Dec 2006 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.