TRADE NATION FINANCIAL UK LTD

• Principal Place of Business

  14 Bonhill Street

  6th Floor

  London

  EC2A 4BX

  UNITED KINGDOM

  Phone

  +4402031805952

  Web

  https://tradenation.com

• Complaints Contact

  14 Bonhill Street

  6th Floor

  London

  EC2A 4BX

  UNITED KINGDOM

  Phone

  +442031805952

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Non-Investment Insurance), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Adam Jepsen

  IRN AXJ01754

  • CF1 Director (AR) (18 Sep 2015 to 11 Nov 2019)
• Ainhoa Pua

  IRN AXP03010

  • SMF17 Money Laundering Reporting Officer (MLRO) (since 21 Mar 2024)
• Alexander Benjamin Bonnici

  IRN ABB00013

  • [FCA CF] Client dealing (since 17 May 2023)
  • [FCA CF] Material risk taker (9 Dec 2019 to 17 May 2023)
• Alexander Nikolov

  IRN AXN01422

  • CF30 Customer (1 Jun 2011 to 26 Sep 2011)
• Amelia Ymeri

  IRN AXY00149

  • [FCA CF] Significant management (since 5 Nov 2025)
• Andrew Hulbert Merry

  IRN AHM01030

  • [FCA CF] Significant management (since 9 Dec 2019)
  • SMF16 Compliance Oversight (9 Dec 2019 to 10 Mar 2020)
  • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 13 Nov 2021)
  • SMF3 Executive Director (9 Dec 2019 to 1 Mar 2023)
  • CF10 Compliance Oversight (26 Jul 2017 to 8 Dec 2019)
  • CF1 Director (26 Jul 2017 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (26 Jul 2017 to 8 Dec 2019)
• Anthony Colin Sharpe

  IRN ACS01156

  • SMF17 Money Laundering Reporting Officer (MLRO) (27 Jun 2023 to 7 May 2024)
  • SMF16 Compliance Oversight (27 Jun 2023 to 1 Dec 2025)
  • SMF3 Executive Director (27 Jun 2023 to 1 Dec 2025)
• Antonis Antoniades

  IRN AXA02730

  • CF1 Director (17 Jul 2013 to 15 Nov 2013)
• Briony Olivia Parton

  IRN BXP00184

  • [FCA CF] Material risk taker (31 Mar 2022 to 17 May 2023)
• Bruno Ferreira Da Rocha De Lima Gomes

  IRN BXF00057

  • [FCA CF] Material risk taker (9 Dec 2019 to 17 May 2023)

• Tom Hougaard (no longer appointed)

  FRN 516583 · Appointed 24 Feb 2016 · Until 8 May 2018

• Clear Investor Limited (no longer appointed)

  FRN 716621 · Appointed 14 Sep 2015 · Until 13 Nov 2019

• Tradecrowd Technology Ltd (no longer appointed)

  FRN 607527 · Appointed 15 Sep 2014 · Until 12 Jan 2017

• Core Spreads Limited (no longer appointed)

  FRN 628724 · Appointed 21 Jul 2014 · Until 1 Jun 2016

• Pip Index Capital Markets Limited (no longer appointed)

  FRN 610586 · Appointed 3 Jul 2014 · Until 31 Oct 2016

No changes recorded yet.