Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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TRADE NATION FINANCIAL UK LTD
FRN 525164
- [FCA CF] Client dealing (since 17 May 2023)
- [FCA CF] Material risk taker (9 Dec 2019 to 17 May 2023)
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- CF30 Customer (6 May 2008 to 19 Mar 2009)
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- CF30 Customer (1 Nov 2007 to 25 Apr 2008)
- CF21 Investment Adviser (13 Jun 2005 to 31 Oct 2007)
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- CF21 Investment Adviser (5 Aug 2003 to 5 Apr 2005)
- CF26 Customer Trading (28 May 2003 to 5 Aug 2003)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.