Trading 212 UK Limited

• Principal Place of Business

  Aldermary House

  10-15 Queen Street

  London

  EC4N 1TX

  UNITED KINGDOM

  Phone

  +4402038571320

  Web

  https://www.trading212.com

• Complaints Contact

  Aldermary House

  10-15 Queen Street

  London

  EC4N 1TX

  UNITED KINGDOM

  Phone

  +4402038571320

• Authorised to Operate

  For Eligible Counterparty, Professional

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit

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  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Personal pension scheme, Rights to or interests in investments (Security), Share

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit

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  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit

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  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit

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  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Holds Your Assets

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Aaron Cox

  IRN AXC00512

  • [FCA CF] Significant management (since 21 May 2025)
  • [FCA CF] Material risk taker (since 21 May 2025)
• Adrian Finn

  IRN AXF00339

  • [FCA CF] Significant management (since 2 Apr 2025)
  • [FCA CF] Material risk taker (since 22 Apr 2022)
• Andrew Paul Rydon

  IRN APR01136

  • SMF10 Chair of the Risk Committee (22 Aug 2024 to 31 Aug 2025)
  • [FCA CF] Material risk taker (29 Jul 2022 to 1 May 2024)
• Andrew Peter Tillson

  IRN AXT20980

  • SMF2 Chief Finance (since 7 Oct 2024)
  • [FCA CF] Significant management (1 May 2023 to 12 Feb 2025)
• Andrew William Bole

  IRN AWB01089

  • SMF12 Chair of the Remuneration Committee (15 Aug 2024 to 13 Mar 2025)
  • SMF13 Chair of the Nominations Committee (15 Aug 2024 to 13 Mar 2025)
  • SMF9 Chair of the Governing Body (19 Oct 2021 to 13 Mar 2025)
• Anthony Colin Sharpe

  IRN ACS01156

  • CF10a CASS Oversight function (21 Mar 2016 to 19 Aug 2016)
  • CF11 Money Laundering Reporting (4 Mar 2015 to 19 Aug 2016)
  • CF10 Compliance Oversight (4 Mar 2015 to 19 Aug 2016)
  • CF30 Customer (15 Oct 2014 to 19 Aug 2016)
• Aryan Bansal

  IRN AXB04307

  • [FCA CF] Client dealing (since 18 Sep 2023)
  • [FCA CF] Material risk taker (since 18 Sep 2023)
• Babajide Olatokunbo Oniwinde

  IRN BOO01010

  • SMF16 Compliance Oversight (9 Dec 2019 to 2 Nov 2020)
  • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 2 Nov 2020)
  • CF10 Compliance Oversight (10 May 2017 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (10 May 2017 to 8 Dec 2019)
• Bharatkumar Gopikant Jha

  IRN BXJ00074

  • [FCA CF] Client dealing (3 Jan 2022 to 11 Nov 2022)
• Bhupinder Owles

  IRN BXO01218

  • CF11 Money Laundering Reporting (1 Sep 2016 to 24 Apr 2017)
  • CF10 Compliance Oversight (1 Sep 2016 to 24 Apr 2017)

No changes recorded yet.