Andrew William Bole

Last updated
5 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HSBC Asset Management (Fund Services UK) Limited

    FRN 974977

    • Director of firm who is not a certification employee or a SMF manager (since 1 Jul 2025)
  • Trading 212 UK Limited (no longer approved here)

    FRN 609146

    • SMF12 Chair of the Remuneration Committee (15 Aug 2024 to 13 Mar 2025)
    • SMF13 Chair of the Nominations Committee (15 Aug 2024 to 13 Mar 2025)
    • SMF9 Chair of the Governing Body (19 Oct 2021 to 13 Mar 2025)
  • BRITANNIA GLOBAL MARKETS LIMITED (no longer approved here)

    FRN 114159

    • SMF9 Chair of the Governing Body (8 Aug 2024 to 12 Nov 2024)
    • Director of firm who is not a certification employee or a SMF manager (24 Mar 2022 to 12 Nov 2024)
  • Titan Settlement & Custody Ltd (no longer approved here)

    FRN 533039

    • CF10 Compliance Oversight (29 Nov 2017 to 22 Aug 2018)
    • CF11 Money Laundering Reporting (29 Nov 2017 to 22 Aug 2018)
    • CF10a CASS Oversight function (8 Jul 2016 to 25 Sep 2018)
    • CF30 Customer (2 Feb 2015 to 25 Sep 2018)
    • CF1 Director (2 Feb 2015 to 25 Sep 2018)
  • IG Index Limited (no longer approved here)

    FRN 114059

    • CF28 Systems and controls (13 May 2011 to 6 Nov 2014)
    • CF14 Risk Assessment (12 Feb 2007 to 31 Oct 2007)
  • IG Markets Limited (no longer approved here)

    FRN 195355

    • CF28 Systems and controls (1 Nov 2007 to 19 Feb 2010)
    • CF14 Risk Assessment (12 Feb 2007 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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