Titan Settlement & Custody Ltd

• Principal Place of Business

  101 Wigmore Street

  London

  W1U 1QU

  UNITED KINGDOM

  Phone

  +442070814042

  Web

  https://www.titansettlementandcustody.com

• Complaints Contact

  101 Wigmore Street

  London

  W1U 1QU

  UNITED KINGDOM

  Phone

  +442070814042

• Private Fund Guardian

  Show 1 limitation Hide limitations

  • · The firm must act as a trustee or depositary of non-EEA AIFs only and perform the safekeeping function only

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trade Settlement Routing

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 3 limitations Hide limitations

  • · Unable to: (i) hold financial instruments for own account unless it meets the 'matched principal exemption conditions' as defined in the FSA's Glossary of defined expressions used in the FSA's Handbook and (ii) underwrite MiFID financial instruments and/or place MiFID financial instruments on a firm commitment basis.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • · Unable on a regular basis to: (i) deal on own account in relation to MiFID financial instruments and (ii) underwrite MiFID financial instruments and/or place MiFID financial instruments on a firm commitment basis.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Electronic Trade Settlement

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Abigail May Yardley

  IRN AXY00023

  • [FCA CF] CASS oversight function (9 Dec 2019 to 16 Sep 2022)
• Akhila Marapalli

  IRN AXM03981

  • [FCA CF] Significant management (22 Aug 2023 to 1 Dec 2023)
• Amit Jayanti Unalkat

  IRN AJU01003

  • SMF3 Executive Director (9 Dec 2019 to 5 Jun 2024)
  • [FCA CF] Client dealing (9 Dec 2019 to 5 Jul 2024)
  • CF1 Director (1 Apr 2011 to 8 Dec 2019)
  • CF30 Customer (1 Apr 2011 to 8 Dec 2019)
• Andrew Jefferson Rae-Moore

  IRN AXR16376

  • [FCA CF] Client dealing (9 Dec 2019 to 7 Mar 2020)
  • CF30 Customer (24 Jun 2019 to 8 Dec 2019)
• Andrew Milne

  IRN AXM01307

  • [FCA CF] Significant management (since 22 Aug 2023)
  • [FCA CF] Client dealing (since 22 Aug 2023)
  • [FCA CF] Client dealing (6 Oct 2022 to 9 Feb 2023)
• Andrew Watson

  IRN AXW00791

  • [FCA CF] Manager of certification employee (since 7 Aug 2023)
  • SMF3 Executive Director (25 Feb 2025 to 21 Jul 2025)
  • [FCA CF] Client dealing (7 Aug 2023 to 17 Sep 2025)
  • [FCA CF] Material risk taker (7 Aug 2023 to 17 Sep 2025)
• Andrew William Bole

  IRN AWB01089

  • CF11 Money Laundering Reporting (29 Nov 2017 to 22 Aug 2018)
  • CF10 Compliance Oversight (29 Nov 2017 to 22 Aug 2018)
  • CF10a CASS Oversight function (8 Jul 2016 to 25 Sep 2018)
  • CF30 Customer (2 Feb 2015 to 25 Sep 2018)
  • CF1 Director (2 Feb 2015 to 25 Sep 2018)
• Anthony David Carter

  IRN ADC01074

  • [FCA CF] Client dealing (since 6 Oct 2022)
• Anthony John Best

  IRN AJB01317

  • SMF10 Chair of the Risk Committee (since 7 Feb 2022)
  • SMF9 Chair of the Governing Body (since 7 Feb 2022)
  • SMF11 Chair of the Audit Committee (since 7 Feb 2022)
• Audrey Laure Genevieve Childe-Freeman

  IRN ALC01036

  • CF30 Customer (14 Oct 2013 to 30 Apr 2019)

• FX Knowledge Ltd (no longer appointed)

  FRN 608583 · Appointed 10 Oct 2013 · Until 15 May 2019

No changes recorded yet.