Anthony David Carter

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Titan Settlement & Custody Ltd
FRN 533039
- [FCA CF] Client dealing (since 6 Oct 2022)
HOBART CAPITAL MARKETS LLP (no longer approved here)
FRN 593186
- [FCA CF] Client dealing (9 Dec 2020 to 21 May 2021)
Panmure Liberum Capital Limited (no longer approved here)
FRN 465050
- CF30 Customer (22 Mar 2013 to 14 Jul 2014)
Canaccord Genuity Limited (no longer approved here)
FRN 182011
- CF30 Customer (26 Mar 2012 to 3 Jan 2013)
Panmure Liberum Limited (no longer approved here)
FRN 403721
- CF26 Customer Trading (20 Apr 2005 to 15 Jun 2007)
Canaccord Genuity Wealth Limited (no longer approved here)
FRN 194927
- CF26 Customer Trading (26 Feb 2003 to 30 Jun 2004)
Citigroup Global Markets Limited (no longer approved here)
FRN 124384
- CF26 Customer Trading (1 Dec 2001 to 30 Oct 2002)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.