Canaccord Genuity Limited

• Principal Place of Business

  10th Floor

  88 Wood Street

  London

  EC2V 7QR

  UNITED KINGDOM

  Phone

  +4402075238000

  Web

  https://www.cgf.com

• Complaints Contact

  10th Floor

  88 Wood Street

  London

  EC2V 7QR

  UNITED KINGDOM

  Phone

  +4402075238000

• Investment Advice (no pensions)

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• AIMEE JANE Kerslake

  IRN AXK10161

  • [FCA CF] Client dealing (16 Mar 2022 to 30 Nov 2024)
• Aaron Edward Guy

  IRN AEG01051

  • CF30 Customer (16 Jul 2008 to 7 Jun 2010)
• Adam Brolochan Richardson

  IRN ABR01039

  • CF30 Customer (20 Nov 2012 to 24 Jul 2013)
• Adam Bryan Pierson

  IRN ABP01028

  • CF30 Customer (1 Nov 2007 to 10 May 2012)
  • CF21 Investment Adviser (28 Jan 2005 to 31 Oct 2007)
• Adam Cowen

  IRN AXC02052

  • CF30 Customer (24 Jan 2008 to 3 Nov 2009)
• Adam Eric Miller

  IRN AEM01105

  • CF30 Customer (24 Mar 2009 to 16 Aug 2013)
• Adam Henry James

  IRN AHJ01034

  • [FCA CF] Client dealing (since 9 Dec 2020)
  • CF30 Customer (28 Jan 2019 to 8 Dec 2019)
• Adam Peter Melnik

  IRN APM01209

  • CF30 Customer (22 Oct 2014 to 28 Jul 2015)
• Adrian Bell

  IRN AJB01305

  • CF30 Customer (24 Apr 2012 to 29 Apr 2016)
• Adrian John Haxby

  IRN AJH01245

  • CF30 Customer (20 Dec 2012 to 5 Jul 2013)

No changes recorded yet.