Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Allia C&C Ltd
FRN 765603
- [FCA CF] Material risk taker (since 4 Dec 2024)
- SMF1 Chief Executive (since 9 Dec 2019)
- [FCA CF] Client dealing (since 9 Dec 2019)
- SMF3 Executive Director (since 9 Dec 2019)
- CF1 Director (4 Mar 2019 to 8 Dec 2019)
- CF3 Chief Executive (4 Mar 2019 to 8 Dec 2019)
- CF30 Customer (1 Oct 2018 to 8 Dec 2019)
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- [FCA CF] Client dealing (9 Dec 2019 to 31 May 2023)
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- CF30 Customer (19 Aug 2016 to 7 Sep 2018)
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- CF30 Customer (24 Apr 2012 to 29 Apr 2016)
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- CF30 Customer (1 Nov 2007 to 11 Jun 2009)
- CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
- CF1 Director (1 Dec 2001 to 11 Jun 2009)
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- CF29 Significant management (1 Nov 2007 to 11 Jun 2009)
- CF30 Customer (1 Nov 2007 to 11 Jun 2009)
- CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
- CF16 Significant Mgt (Desgntd Investment Business) (1 Dec 2001 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.