Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Allia C&C Ltd

    FRN 765603

    • [FCA CF] Material risk taker (since 4 Dec 2024)
    • SMF1 Chief Executive (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (4 Mar 2019 to 8 Dec 2019)
    • CF3 Chief Executive (4 Mar 2019 to 8 Dec 2019)
    • CF30 Customer (1 Oct 2018 to 8 Dec 2019)
  • CHATHAM FINANCIAL EUROPE, LTD (no longer approved here)

    FRN 197251

    • [FCA CF] Client dealing (9 Dec 2019 to 31 May 2023)
  • Peel Hunt LLP (no longer approved here)

    FRN 530083

    • CF30 Customer (19 Aug 2016 to 7 Sep 2018)
  • Canaccord Genuity Limited (no longer approved here)

    FRN 182011

    • CF30 Customer (24 Apr 2012 to 29 Apr 2016)
  • RBC Europe Limited (no longer approved here)

    FRN 124543

    • CF30 Customer (1 Nov 2007 to 11 Jun 2009)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
    • CF1 Director (1 Dec 2001 to 11 Jun 2009)
  • Royal Bank of Canada (no longer approved here)

    FRN 124783

    • CF29 Significant management (1 Nov 2007 to 11 Jun 2009)
    • CF30 Customer (1 Nov 2007 to 11 Jun 2009)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
    • CF16 Significant Mgt (Desgntd Investment Business) (1 Dec 2001 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.