Aaron Edward Guy

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Citigroup Global Markets Limited
FRN 124384
- [FCA CF] Manager of certification employee (since 1 Oct 2019)
- [FCA CF] Client dealing (since 16 Jun 2016)
- CF30 Customer (2 Mar 2015 to 6 Mar 2016)
Barclays Capital Securities Limited (no longer approved here)
FRN 124431
- CF30 Customer (7 Jun 2010 to 19 Dec 2014)
Canaccord Genuity Limited (no longer approved here)
FRN 182011
- CF30 Customer (16 Jul 2008 to 7 Jun 2010)
J.P. Morgan Markets Limited (no longer approved here)
FRN 114031
- CF30 Customer (1 Nov 2007 to 2 May 2008)
- CF21 Investment Adviser (17 Jul 2007 to 31 Oct 2007)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.