Canaccord Genuity Limited

• Principal Place of Business

  10th Floor

  88 Wood Street

  London

  EC2V 7QR

  UNITED KINGDOM

  Phone

  +4402075238000

  Web

  https://www.cgf.com

• Complaints Contact

  10th Floor

  88 Wood Street

  London

  EC2V 7QR

  UNITED KINGDOM

  Phone

  +4402075238000

• Investment Advice (no pensions)

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Adrian Lekya M'Bengi Milongi

  IRN ALM01172

  • CF30 Customer (23 May 2018 to 28 Jun 2018)
• Adrian Peter Hadden

  IRN APH01088

  • CF30 Customer (1 Nov 2007 to 30 Sep 2011)
  • CF23 Corporate Finance Adviser (31 May 2006 to 31 Oct 2007)
• Akhilan Bhishman Nesaratnam

  IRN ABN01023

  • CF30 Customer (10 Nov 2014 to 3 Jun 2015)
• Alan Michael Howard

  IRN AMH01100

  • CF30 Customer (26 Mar 2012 to 24 Jul 2012)
• Alan Paul Geeves

  IRN APG01044

  • CF21 Investment Adviser (1 Dec 2001 to 14 Oct 2005)
• Alan Stephen Brierley

  IRN ASB01053

  • CF30 Customer (1 Sep 2008 to 24 Jun 2019)
• Alan Weatherston

  IRN AXW01265

  • CF21 Investment Adviser (11 Nov 2005 to 12 May 2006)
• Alasdair Ogilvy-Stuart

  IRN ACO01034

  • CF30 Customer (18 Nov 2010 to 10 Jul 2013)
• Alastair Robert Stewart

  IRN ARS01045

  • CF30 Customer (19 Dec 2011 to 13 Jun 2012)
• Alastair Thomas Rogers

  IRN ATR01019

  • CF30 Customer (16 Nov 2012 to 8 Dec 2019)

No changes recorded yet.