Canaccord Genuity Limited

• Principal Place of Business

  10th Floor

  88 Wood Street

  London

  EC2V 7QR

  UNITED KINGDOM

  Phone

  +4402075238000

  Web

  https://www.cgf.com

• Complaints Contact

  10th Floor

  88 Wood Street

  London

  EC2V 7QR

  UNITED KINGDOM

  Phone

  +4402075238000

• Investment Advice (no pensions)

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Albert Kouzminki

  IRN AXK00773

  • [FCA CF] Client dealing (since 1 Apr 2023)
• Alex Schlich

  IRN AXS01626

  • CF30 Customer (1 Nov 2007 to 21 Jun 2013)
  • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
• Alexander Champion Shattuck

  IRN ACS01211

  • CF30 Customer (11 Dec 2012 to 16 Aug 2013)
• Alexander Deak

  IRN AXD00715

  • [FCA CF] Client dealing (21 Feb 2023 to 7 Jun 2024)
• Alexander George Bedwany

  IRN AXB00847

  • [FCA CF] Client dealing (15 Sep 2021 to 11 Dec 2025)
• Alexander Gerald Trevor

  IRN AGT01065

  • CF30 Customer (9 Nov 2012 to 29 Dec 2014)
• Alexander James Aitkenhead

  IRN AJA01163

  • CF30 Customer (15 Jun 2011 to 15 May 2012)
• Alexander Karayannopoulos

  IRN AXK00726

  • [FCA CF] Client dealing (since 30 Jun 2023)
• Alexander Michael Aloysius Potter

  IRN AMP01109

  • CF30 Customer (1 Nov 2007 to 1 Jul 2009)
  • CF21 Investment Adviser (30 Oct 2006 to 31 Oct 2007)
• Alexander Peter Shaw

  IRN APS01161

  • CF30 Customer (29 Jul 2008 to 31 Aug 2010)

No changes recorded yet.