Alastair Robert Stewart

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Progressive Equity Research Limited
FRN 697355
- [FCA CF] Client dealing (since 9 Dec 2019)
- CF30 Customer (1 Dec 2015 to 8 Dec 2019)
SHORE CAPITAL STOCKBROKERS LIMITED (no longer approved here)
FRN 124784
- [FCA CF] Client dealing (12 Mar 2021 to 21 Jan 2025)
- CF30 Customer (15 Apr 2019 to 8 Dec 2019)
Canaccord Genuity Limited (no longer approved here)
FRN 182011
- CF30 Customer (19 Dec 2011 to 13 Jun 2012)
Investec Bank PLC (no longer approved here)
FRN 172330
- CF30 Customer (29 Apr 2009 to 2 Feb 2011)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.