SHORE CAPITAL STOCKBROKERS LIMITED

• Principal Place of Business

  Shore Capital Group Ltd

  Cassini House 57-59

  St. James's Street

  London

  Westminster

  SW1A 1LD

  UNITED KINGDOM

  Phone

  +442074084050

  Web

  https://www.shorecap.co.uk

• Complaints Contact

  Shore Capital Group Ltd

  Cassini House 57-59

  St. James's Street

  London

  Westminster

  SW1A 1LD

  UNITED KINGDOM

  Phone

  +442074084050

• P2P Lending Advice

  For Eligible Counterparty, Professional, Retail (Investment)

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • · Limited to activities connected with corporate finance business and in carrying on such activities to the specified investments listed "option (excluding a commodity option and an option on a commodity future)", "future (excluding a commodity future and a rolling spot forex contract)", "contract for differences (excluding a spread bet and a rolling spot forex contract)" and "rights to or interests in investments (contractually based investment)", (when the latter is associated with this specified investment).

• Stockbroking

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Limited to activities connected with corporate finance business and in carrying on such activities to the specified investments listed "option (excluding a commodity option and an option on a commodity future)", "future (excluding a commodity future and a rolling spot forex contract)", "contract for differences (excluding a spread bet and a rolling spot forex contract)" and "rights to or interests in investments (contractually based investment)", (when the latter is associated with this specified investment).
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Adam Henry Teeger

  IRN AHT01036

  • CF27 Investment Management (9 Mar 2005 to 17 Aug 2006)
• Adam Ian Barker

  IRN AIB01041

  • [FCA CF] Client dealing (12 Mar 2021 to 24 Nov 2021)
  • CF30 Customer (16 May 2016 to 8 Dec 2019)
• Adam Ian Lawson

  IRN AIL01005

  • [FCA CF] Client dealing (since 4 Jan 2024)
• Adam Lawrence Donald Gill

  IRN ALG01029

  • [FCA CF] Manager of certification employee (since 18 May 2023)
  • [FCA CF] Client dealing (since 12 Mar 2021)
  • CF30 Customer (20 Sep 2019 to 8 Dec 2019)
• Akhil Patel

  IRN AXP03035

  • [FCA CF] Client dealing (since 12 Mar 2021)
  • CF30 Customer (8 Mar 2018 to 8 Dec 2019)
• Alan Devlin

  IRN AGD01036

  • [FCA CF] Client dealing (3 Apr 2020 to 26 Mar 2021)
• Alasdair Young

  IRN AXY11553

  • [FCA CF] Client dealing (since 11 Oct 2024)
• Alastair Robert Stewart

  IRN ARS01045

  • [FCA CF] Client dealing (12 Mar 2021 to 21 Jan 2025)
  • CF30 Customer (15 Apr 2019 to 8 Dec 2019)
• Alexander Piers Smith

  IRN APS01086

  • CF30 Customer (8 Feb 2019 to 8 Dec 2019)
• Alexander Stewart

  IRN AJS01328

  • CF30 Customer (11 Jul 2011 to 27 Feb 2015)

No changes recorded yet.