Progressive Equity Research Limited

Date authorised
1 December 2015
Companies House
08247753
Last scraped
1 week ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    80 Coleman Street
    London
    EC2R 5BJ
    UNITED KINGDOM
    Phone
    +442077815300
    Web
    https://www.progressive-research.com

  • Complaints Contact

    80 Coleman Street
    London
    EC2R 5BJ
    UNITED KINGDOM
    Phone
    +442077815300

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Alastair Robert Stewart

    IRN ARS01045

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (1 Dec 2015 to 8 Dec 2019)
  • Angelos Anastasiou

    IRN AXA01131

    • CF30 Customer (10 Oct 2018 to 8 Dec 2019)
  • Blaine Richard Tatum

    IRN BRT01015

    • CF30 Customer (1 Dec 2015 to 8 Dec 2019)
  • David Colin Jeary

    IRN DCJ01019

    • [FCA CF] Client dealing (since 9 Dec 2019)
  • Gareth Richard Evans

    IRN GRE01019

    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • SMF1 Chief Executive (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • CF1 Director (1 Dec 2015 to 8 Dec 2019)
    • CF10 Compliance Oversight (1 Dec 2015 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (1 Dec 2015 to 8 Dec 2019)
    • CF3 Chief Executive (1 Dec 2015 to 8 Dec 2019)
    • CF30 Customer (1 Dec 2015 to 8 Dec 2019)
  • Ian Charles Poulter

    IRN ICP01007

    • [FCA CF] Client dealing (9 Dec 2019 to 15 Oct 2021)
    • CF30 Customer (1 Dec 2015 to 8 Dec 2019)
  • Margaret Rose Schooley

    IRN MRS01224

    • CF30 Customer (1 Oct 2017 to 2 Jan 2019)
  • Michael Joseph Trippitt

    IRN MJT01096

    • [FCA CF] Client dealing (since 9 Dec 2019)
  • Nicholas Philip Hatch

    IRN NPH01022

    • CF30 Customer (12 Feb 2019 to 8 Dec 2019)
  • Richard James Dyett

    IRN RJD01087

    • CF2 Non Executive Director (1 Dec 2015 to 15 Apr 2016)
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Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.