Margaret Rose Schooley

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

ROTHSCHILD & CO GLOBAL MARKETS SOLUTIONS LIMITED
FRN 607483
- [FCA CF] Manager of certification employee (since 1 Nov 2023)
- [FCA CF] Client dealing (since 21 Sep 2023)
Stifel Nicolaus Europe Limited (no longer approved here)
FRN 190412
- [FCA CF] Client dealing (9 Dec 2019 to 10 Jul 2023)
- CF30 Customer (29 Jan 2019 to 8 Dec 2019)
Cantor Fitzgerald Europe (no longer approved here)
FRN 149380
- CF30 Customer (8 Dec 2017 to 2 Jan 2019)
Progressive Equity Research Limited (no longer approved here)
FRN 697355
- CF30 Customer (1 Oct 2017 to 2 Jan 2019)
RBC Europe Limited (no longer approved here)
FRN 124543
- CF30 Customer (19 Nov 2010 to 6 Mar 2016)
Royal Bank of Canada (no longer approved here)
FRN 124783
- CF30 Customer (19 Nov 2010 to 6 Mar 2016)
Investec Bank PLC (no longer approved here)
FRN 172330
- CF30 Customer (1 Nov 2007 to 4 Nov 2010)
- CF21 Investment Adviser (20 Feb 2007 to 31 Oct 2007)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.