ROTHSCHILD & CO GLOBAL MARKETS SOLUTIONS LIMITED

• Principal Place of Business

  Capital House

  85 King William Street

  London

  City Of London

  EC4N 7BL

  UNITED KINGDOM

  Phone

  +442070002020

  Web

  https://www.rothschildandco.com

• Complaints Contact

  Capital House

  85 King William Street

  London

  City Of London

  EC4N 7BL

  UNITED KINGDOM

  Phone

  +442070002020

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Aadeesh Aggarwal

  IRN AXA01258

  • SMF3 Executive Director (since 27 Jan 2026)
  • SMF1 Chief Executive (since 27 Jan 2026)
• Adam Parr

  IRN AXP00623

  • [FCA CF] Client dealing (since 23 May 2022)
• Adam Richard Greenbury

  IRN ARG01050

  • SMF10 Chair of the Risk Committee (since 4 Dec 2023)
  • [FCA CF] Material risk taker (4 Dec 2023 to 11 Dec 2025)
• Adam Young

  IRN AXY01028

  • SMF3 Executive Director (12 Oct 2022 to 13 Jun 2024)
  • SMF1 Chief Executive (12 Oct 2022 to 13 Jun 2024)
  • SMF9 Chair of the Governing Body (6 Jul 2021 to 1 Dec 2022)
  • [FCA CF] Material risk taker (31 Dec 2019 to 18 Nov 2024)
• Adonis Barrak

  IRN AXB02267

  • CF30 Customer (1 Apr 2014 to 7 Jun 2018)
• Adrian Francis Hill

  IRN AFH01037

  • [FCA CF] Client dealing (9 Dec 2019 to 9 Jan 2023)
  • CF30 Customer (1 Apr 2014 to 8 Dec 2019)
• Adrian Yanoshik

  IRN AXY01130

  • [FCA CF] Client dealing (15 Sep 2023 to 18 Nov 2025)
  • [FCA CF] Manager of certification employee (15 Sep 2023 to 18 Nov 2025)
• Agnieszka Pustula

  IRN AXP00461

  • [FCA CF] Client dealing (15 Jul 2021 to 9 Aug 2024)
• Ahmed Bilal Farman

  IRN ABF01026

  • CF30 Customer (1 Apr 2014 to 9 Jul 2014)
• Ai Xiao

  IRN AXX00002

  • [FCA CF] Client dealing (14 Aug 2023 to 8 Jul 2025)

No changes recorded yet.