ROTHSCHILD & CO GLOBAL MARKETS SOLUTIONS LIMITED

• Principal Place of Business

  Capital House

  85 King William Street

  London

  City Of London

  EC4N 7BL

  UNITED KINGDOM

  Phone

  +442070002020

  Web

  https://www.rothschildandco.com

• Complaints Contact

  Capital House

  85 King William Street

  London

  City Of London

  EC4N 7BL

  UNITED KINGDOM

  Phone

  +442070002020

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Aisha Austin

  IRN AXA01049

  • [FCA CF] Client dealing (since 22 Apr 2024)
• Aisling Hanbury

  IRN ADM01234

  • [FCA CF] Client dealing (since 5 Jul 2024)
  • SMF3 Executive Director (since 13 Jun 2024)
  • [FCA CF] Material risk taker (since 3 Nov 2023)
  • SMF1 Chief Executive (13 Jun 2024 to 27 Jan 2026)
• Akash Bhanot

  IRN AXB04202

  • [FCA CF] Client dealing (9 Dec 2019 to 2 Dec 2021)
  • CF30 Customer (19 Jul 2018 to 8 Dec 2019)
• Alan Clymer

  IRN AXC00736

  • [FCA CF] Client dealing (23 Mar 2022 to 20 Oct 2022)
• Aleia de Buretel

  IRN AXD01149

  • [FCA CF] Client dealing (since 16 Nov 2025)
• Aleksandre Gorgadze

  IRN AXG01176

  • [FCA CF] Client dealing (since 24 Mar 2026)
• Alexander Haissl

  IRN AAH01075

  • [FCA CF] Manager of certification employee (since 1 Nov 2023)
  • [FCA CF] Client dealing (since 8 Jun 2022)
• Alexander John Price

  IRN AXP00790

  • [FCA CF] Client dealing (1 Jan 2026 to 16 Jan 2026)
• Alexander Robert Lyon Brignall

  IRN ARB01252

  • [FCA CF] Manager of certification employee (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (2 Jun 2014 to 8 Dec 2019)
• Alexander Skinner

  IRN AXS00564

  • [FCA CF] Client dealing (since 12 Mar 2021)

No changes recorded yet.