Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Client dealing (since 5 Jul 2024)
- SMF3 Executive Director (since 13 Jun 2024)
- [FCA CF] Material risk taker (since 3 Nov 2023)
- SMF1 Chief Executive (13 Jun 2024 to 27 Jan 2026)
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- (94)[FCA CF] Material risk taker (25 Apr 2024 to 24 Apr 2026)
- (93)[FCA CF] Client dealing (11 Apr 2022 to 24 Apr 2026)
- (92)SMF3 Executive Director (1 Apr 2022 to 25 Apr 2024)
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- [FCA CF] Client dealing (31 Dec 2020 to 6 Feb 2025)
- CF30 Customer (21 Dec 2010 to 6 Mar 2016)
Recent activity
Updates to this individual's record on the FCA register.
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controlled function removed: [FCA CF] Material risk taker at Rothschild & Co Equity Markets Solutions Limited
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controlled function removed: [FCA CF] Client dealing at Rothschild & Co Equity Markets Solutions Limited
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controlled function added: (92)SMF3 Executive Director at Rothschild & Co Equity Markets Solutions Limited
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controlled function added: (93)[FCA CF] Client dealing at Rothschild & Co Equity Markets Solutions Limited
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controlled function added: (94)[FCA CF] Material risk taker at Rothschild & Co Equity Markets Solutions Limited