Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Client dealing (since 5 Jul 2024)
    • SMF3 Executive Director (since 13 Jun 2024)
    • [FCA CF] Material risk taker (since 3 Nov 2023)
    • SMF1 Chief Executive (13 Jun 2024 to 27 Jan 2026)
  • Rothschild & Co Equity Markets Solutions Limited (no longer approved here)

    FRN 950811

    • (94)[FCA CF] Material risk taker (25 Apr 2024 to 24 Apr 2026)
    • (93)[FCA CF] Client dealing (11 Apr 2022 to 24 Apr 2026)
    • (92)SMF3 Executive Director (1 Apr 2022 to 25 Apr 2024)
  • N. M. ROTHSCHILD & SONS LIMITED (no longer approved here)

    FRN 124451

    • [FCA CF] Client dealing (31 Dec 2020 to 6 Feb 2025)
    • CF30 Customer (21 Dec 2010 to 6 Mar 2016)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function removed: [FCA CF] Material risk taker at Rothschild & Co Equity Markets Solutions Limited

  2. controlled function removed: [FCA CF] Client dealing at Rothschild & Co Equity Markets Solutions Limited

  3. controlled function added: (92)SMF3 Executive Director at Rothschild & Co Equity Markets Solutions Limited

  4. controlled function added: (93)[FCA CF] Client dealing at Rothschild & Co Equity Markets Solutions Limited

  5. controlled function added: (94)[FCA CF] Material risk taker at Rothschild & Co Equity Markets Solutions Limited