Rothschild & Co Equity Markets Solutions Limited

Companies House
13317911
Last scraped
14 hours ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    New Court
    St. Swithin's Lane
    London
    EC4N 8AL
    UNITED KINGDOM
    Phone
    +442072805000
    Web
    https://www.rothschildandco.com

  • Complaints Contact

    New Court
    St. Swithin's Lane
    London
    EC4N 8AL
    UNITED KINGDOM
    Phone
    +442072805000

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Adam Richard Greenbury

    IRN ARG01050

    • (91)SMF3 Executive Director (1 Apr 2022 to 24 Apr 2026)
  • Adam Young

    IRN AXY01028

    • (21)SMF9 Chair of the Governing Body (3 Jul 2024 to 18 Nov 2024)
  • Ahmed Jibril

    IRN AXJ01803

    • (3)[FCA CF] Client dealing (24 May 2022 to 24 Apr 2026)
  • Aisling Hanbury

    IRN ADM01234

    • (94)[FCA CF] Material risk taker (25 Apr 2024 to 24 Apr 2026)
    • (93)[FCA CF] Client dealing (11 Apr 2022 to 24 Apr 2026)
    • (92)SMF3 Executive Director (1 Apr 2022 to 25 Apr 2024)
  • Alexander John Price

    IRN AXP00790

    • (37)[FCA CF] Client dealing (1 Mar 2023 to 16 Jan 2026)
  • Alexander Salomon

    IRN AXS01314

    • (38)[FCA CF] Client dealing (18 Oct 2022 to 19 Jul 2023)
  • Alexandra Rebecca Loth

    IRN AXL13885

    • (2)[FCA CF] Client dealing (24 May 2022 to 24 Apr 2026)
  • Alice Harper

    IRN AXC02295

    • (98)SMF16 Compliance Oversight (11 Dec 2025 to 24 Apr 2026)
    • (97)SMF17 Money Laundering Reporting Officer (MLRO) (11 Dec 2025 to 24 Apr 2026)
  • Alice Jane Squires

    IRN AJS01685

    • (86)SMF3 Executive Director (16 Aug 2024 to 24 Apr 2026)
    • (87)[FCA CF] Client dealing (24 May 2022 to 24 Apr 2026)
    • (88)[FCA CF] Manager of certification employee (24 May 2022 to 24 Apr 2026)
  • Alvaro Javier Rosado Poschenrieder

    IRN AXR02664

    • (1)[FCA CF] Client dealing (11 Apr 2022 to 1 Nov 2025)
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Recent activity

Updates to this firm's record on the FCA register.

  1. status changed: No longer authorised

  2. trading name added: Rothschild & Co Equity Markets Solutions Limited

  3. trading name added: Rothschild & Co Capital Markets Advisory Limited

  4. permission removed: Advising on investments (except on Pension Transfers and Pension Opt Outs)

  5. permission removed: Agreeing to carry on a regulated activity

  6. permission removed: Arranging (bringing about) deals in investments

  7. permission removed: Dealing in investments as agent

  8. permission removed: Dealing in investments as principal

  9. permission removed: Making arrangements with a view to transactions in investments

  10. requirement removed: OR-0196865

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