Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- (21)SMF9 Chair of the Governing Body (3 Jul 2024 to 18 Nov 2024)
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- SMF1 Chief Executive (12 Oct 2022 to 13 Jun 2024)
- SMF3 Executive Director (12 Oct 2022 to 13 Jun 2024)
- SMF9 Chair of the Governing Body (6 Jul 2021 to 1 Dec 2022)
- [FCA CF] Material risk taker (31 Dec 2019 to 18 Nov 2024)
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- [FCA CF] Manager of certification employee (31 Dec 2020 to 26 May 2022)
- [FCA CF] Client dealing (31 Dec 2020 to 31 Oct 2024)
- CF30 Customer (1 Nov 2007 to 6 Mar 2016)
- CF23 Corporate Finance Adviser (1 Dec 2001 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
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controlled function added: (21)SMF9 Chair of the Governing Body at Rothschild & Co Equity Markets Solutions Limited