Alice Jane Squires

Last updated
2 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • ROTHSCHILD & CO GLOBAL MARKETS SOLUTIONS LIMITED

    FRN 607483

    • Director of firm who is not a certification employee or a SMF manager (since 10 Dec 2025)
    • [FCA CF] Material risk taker (27 Sep 2021 to 10 Dec 2025)
  • N. M. ROTHSCHILD & SONS LIMITED

    FRN 124451

    • [FCA CF] Client dealing (since 31 Dec 2020)
    • [FCA CF] Manager of certification employee (since 31 Dec 2020)
    • CF30 Customer (14 Aug 2019 to 8 Dec 2019)
  • Rothschild & Co Equity Markets Solutions Limited (no longer approved here)

    FRN 950811

    • (86)SMF3 Executive Director (16 Aug 2024 to 24 Apr 2026)
    • (87)[FCA CF] Client dealing (24 May 2022 to 24 Apr 2026)
    • (88)[FCA CF] Manager of certification employee (24 May 2022 to 24 Apr 2026)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function removed: SMF3 Executive Director at Rothschild & Co Equity Markets Solutions Limited

  2. controlled function removed: [FCA CF] Manager of certification employee at Rothschild & Co Equity Markets Solutions Limited

  3. controlled function removed: [FCA CF] Client dealing at Rothschild & Co Equity Markets Solutions Limited

  4. controlled function added: (86)SMF3 Executive Director at Rothschild & Co Equity Markets Solutions Limited

  5. controlled function added: (87)[FCA CF] Client dealing at Rothschild & Co Equity Markets Solutions Limited

  6. controlled function added: (88)[FCA CF] Manager of certification employee at Rothschild & Co Equity Markets Solutions Limited