Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
- SMF1 Chief Executive (since 27 Jan 2026)
- SMF3 Executive Director (since 27 Jan 2026)
-
N. M. ROTHSCHILD & SONS LIMITED
FRN 124451
- [FCA CF] Manager of certification employee (since 16 May 2022)
- [FCA CF] Client dealing (since 31 Dec 2020)
- CF30 Customer (27 Dec 2007 to 6 Mar 2016)
-
- CF21 Investment Adviser (1 Jul 2002 to 1 Apr 2003)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.