Nicholas Philip Hatch

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Progressive Equity Research Limited (no longer approved here)
FRN 697355
- CF30 Customer (12 Feb 2019 to 8 Dec 2019)
Canaccord Genuity Limited (no longer approved here)
FRN 182011
- CF30 Customer (2 Jun 2014 to 15 Mar 2017)
NatWest Markets Plc (no longer approved here)
FRN 121882
- CF30 Customer (22 Aug 2011 to 11 Apr 2012)
ING Bank N.V. (no longer approved here)
FRN 124940
- CF30 Customer (1 Nov 2007 to 20 Sep 2010)
- CF21 Investment Adviser (10 Oct 2007 to 31 Oct 2007)
Investec Bank PLC (no longer approved here)
FRN 172330
- CF21 Investment Adviser (1 Dec 2001 to 9 Sep 2007)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.