Gareth Richard Evans

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Progressive Equity Research Limited

    FRN 697355

    • SMF1 Chief Executive (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • CF11 Money Laundering Reporting (1 Dec 2015 to 8 Dec 2019)
    • CF3 Chief Executive (1 Dec 2015 to 8 Dec 2019)
    • CF30 Customer (1 Dec 2015 to 8 Dec 2019)
    • CF10 Compliance Oversight (1 Dec 2015 to 8 Dec 2019)
    • CF1 Director (1 Dec 2015 to 8 Dec 2019)
  • Cantor Fitzgerald Europe (no longer approved here)

    FRN 149380

    • CF30 Customer (1 Nov 2019 to 8 Dec 2019)
  • SHORE CAPITAL STOCKBROKERS LIMITED (no longer approved here)

    FRN 124784

    • CF30 Customer (4 Jun 2019 to 8 Dec 2019)
  • Canaccord Genuity Limited (no longer approved here)

    FRN 182011

    • CF30 Customer (26 Mar 2012 to 11 Sep 2012)
  • Investec Bank PLC (no longer approved here)

    FRN 172330

    • CF30 Customer (1 Nov 2007 to 14 Mar 2011)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.