Adrian Peter Hadden

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Cavendish Capital Markets Limited

    FRN 467766

    • [FCA CF] Client dealing (since 9 Sep 2023)
  • Cavendish Securities PLC (no longer approved here)

    FRN 416932

    • [FCA CF] Client dealing (10 May 2022 to 9 Sep 2023)
  • W H Ireland Limited (no longer approved here)

    FRN 140773

    • [FCA CF] Manager of certification employee (9 Dec 2019 to 1 Apr 2022)
    • [FCA CF] Material risk taker (9 Dec 2019 to 1 Apr 2022)
    • [FCA CF] Significant management (9 Dec 2019 to 1 Apr 2022)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 1 Apr 2022)
    • CF30 Customer (24 Oct 2011 to 8 Dec 2019)
  • Canaccord Genuity Limited (no longer approved here)

    FRN 182011

    • CF30 Customer (1 Nov 2007 to 30 Sep 2011)
    • CF23 Corporate Finance Adviser (31 May 2006 to 31 Oct 2007)
  • Robert W. Baird Limited (no longer approved here)

    FRN 124308

    • CF23 Corporate Finance Adviser (1 Dec 2001 to 11 Nov 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.