Cavendish Capital Markets Limited

• Principal Place of Business

  One Bartholomew

  Barts Square

  London

  EC1A 7BL

  UNITED KINGDOM

  Phone

  +4402072200500

  Web

  https://www.cavendish.com

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Electronic Trade Settlement

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Abigail Elisabeth Wayne

  IRN AEW01078

  • CF30 Customer (17 Feb 2017 to 24 Oct 2018)
• Abigail Kelly

  IRN AXK00426

  • [FCA CF] Client dealing (18 Nov 2021 to 6 Jan 2026)
• Adam Euan Rae

  IRN AXR00510

  • [FCA CF] Client dealing (9 Sep 2023 to 3 Jan 2026)
• Adam McCarter

  IRN AXM05497

  • [FCA CF] Client dealing (since 13 Feb 2025)
• Adrian Laurence Hargrave

  IRN ALH01049

  • CF30 Customer (1 Sep 2015 to 28 Sep 2018)
• Adrian Peter Hadden

  IRN APH01088

  • [FCA CF] Client dealing (since 9 Sep 2023)
• Alexander Andrew Pye

  IRN AAP01058

  • CF30 Customer (7 Jun 2016 to 25 Mar 2018)
• Alexander Gary Price

  IRN AGP01110

  • CF30 Customer (6 Nov 2017 to 31 Mar 2018)
• Alexandra Clement

  IRN AAC01084

  • CF30 Customer (23 Jan 2014 to 21 Apr 2015)
• Alice Sarah Lane

  IRN ASL01068

  • [FCA CF] Client dealing (9 Dec 2019 to 31 Jul 2023)
  • CF30 Customer (1 Apr 2015 to 8 Dec 2019)

No changes recorded yet.