Alexandra Clement

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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Bank of America, N.A.
FRN 124642
- [FCA CF] Client dealing (since 4 Sep 2020)
- [FCA CF] Manager of certification employee (15 Sep 2020 to 19 May 2022)
Merrill Lynch International
FRN 147150
- [FCA CF] Client dealing (since 4 Sep 2020)
Barclays Capital Securities Limited (no longer approved here)
FRN 124431
- [FCA CF] Client dealing (2 Nov 2017 to 18 May 2020)
Cavendish Capital Markets Limited (no longer approved here)
FRN 467766
- CF30 Customer (23 Jan 2014 to 21 Apr 2015)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.