Cavendish Capital Markets Limited

• Principal Place of Business

  One Bartholomew

  Barts Square

  London

  EC1A 7BL

  UNITED KINGDOM

  Phone

  +4402072200500

  Web

  https://www.cavendish.com

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Electronic Trade Settlement

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Alistair James Hay

  IRN AJH01673

  • [FCA CF] Manager of certification employee (4 Oct 2022 to 9 Sep 2023)
  • [FCA CF] Client dealing (9 Dec 2019 to 9 Sep 2023)
• Amy Ruprai

  IRN AXR00243

  • [FCA CF] Client dealing (9 Dec 2019 to 29 Apr 2022)
• Andrew George Mansfield

  IRN AGM01071

  • CF30 Customer (13 Jun 2008 to 5 Feb 2009)
• Andrew Michael Worne

  IRN AMW01087

  • [FCA CF] Client dealing (since 9 Sep 2023)
• Andrew Murray Holgate Darley

  IRN AMD01072

  • [FCA CF] Manager of certification employee (since 1 Oct 2022)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (14 Jan 2009 to 8 Dec 2019)
• Andrew Peter Burdis

  IRN APB01111

  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (5 Jul 2017 to 8 Dec 2019)
• Andrew Renton

  IRN ACR01136

  • [FCA CF] Client dealing (since 9 Sep 2023)
• Anthony Francis Adams

  IRN AFA01056

  • [FCA CF] Client dealing (9 Dec 2019 to 11 Jan 2022)
  • CF30 Customer (7 Jun 2016 to 8 Dec 2019)
• Anthony Gerrard Quirke

  IRN AGQ01001

  • CF30 Customer (29 Jul 2010 to 7 Apr 2018)
• Archibald Edward Charles Edmonstone

  IRN AEE01005

  • CF30 Customer (1 Nov 2007 to 11 May 2012)
  • CF21 Investment Adviser (31 Jul 2007 to 31 Oct 2007)
  • CF1 Director (31 Jul 2007 to 17 Jan 2010)

No changes recorded yet.