Cavendish Capital Markets Limited

• Principal Place of Business

  One Bartholomew

  Barts Square

  London

  EC1A 7BL

  UNITED KINGDOM

  Phone

  +4402072200500

  Web

  https://www.cavendish.com

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Electronic Trade Settlement

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Archibald Walter Statham Denny

  IRN AXD00632

  • [FCA CF] Client dealing (since 1 Apr 2024)
• Barnaby Langford Hayward

  IRN BXH00108

  • [FCA CF] Client dealing (4 Jan 2021 to 12 Jan 2024)
• Ben Frederick Jeynes

  IRN BFJ00003

  • [FCA CF] Client dealing (since 9 Sep 2023)
• Ben Richard Tonnison

  IRN BRT01021

  • CF30 Customer (1 Nov 2007 to 29 Mar 2018)
  • CF21 Investment Adviser (8 Oct 2007 to 31 Oct 2007)
• Benjamin Charles Thompson

  IRN BCT01026

  • CF30 Customer (15 May 2013 to 28 Nov 2014)
• Benjamin James Procter

  IRN BXP00220

  • SMF3 Executive Director (since 11 Jun 2024)
• Brian Charles Patient

  IRN BCP01011

  • CF30 Customer (1 Nov 2007 to 3 Oct 2014)
  • CF21 Investment Adviser (31 Jul 2007 to 31 Oct 2007)
  • CF1 Director (31 Jul 2007 to 17 Jan 2010)
• Brittany Henderson

  IRN BXH00181

  • [FCA CF] Client dealing (9 Dec 2019 to 7 Feb 2022)
• Callum James Davidson

  IRN CXD01742

  • [FCA CF] Client dealing (since 9 Sep 2023)
• Camilla Harriet Olivia Hume

  IRN CHH01026

  • [FCA CF] Client dealing (9 Sep 2023 to 30 Jun 2025)

No changes recorded yet.