Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Cavendish Capital Markets Limited (no longer approved here)

    FRN 467766

    • [FCA CF] Client dealing (9 Sep 2023 to 30 Jun 2025)
  • Cavendish Securities PLC (no longer approved here)

    FRN 416932

    • [FCA CF] Client dealing (9 Dec 2019 to 9 Sep 2023)
    • CF30 Customer (1 Nov 2007 to 13 Jun 2014)
    • CF21 Investment Adviser (28 Feb 2007 to 31 Oct 2007)
  • Basil R N Mavroleon (no longer approved here)

    FRN 165225

    • CF21 Investment Adviser (3 Aug 2005 to 3 May 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.