Basil R N Mavroleon

Date authorised
1 April 2013
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    35 Park Walk
    London
    Kensington And Chelsea
    SW10 0AJ
    UNITED KINGDOM
    Phone
    +442074934033

  • Complaints Contact

    35 Park Walk
    London
    Kensington And Chelsea
    SW10 0AJ
    UNITED KINGDOM
    Phone
    +442074934033

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Rights to or interests in investments (Security), Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Rights to or interests in investments (Security), Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Alessandro Tome

    IRN AXT01146

    • CF30 Customer (1 Nov 2007 to 17 Mar 2011)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • Basil Robert Nicholas Mavroleon

    IRN BRM01026

    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF7 Sole Trader (1 Dec 2001 to 31 Jan 2007)
    • CF8 Apportionment and Oversight (1 Dec 2001 to 31 Oct 2007)
    • CF11 Money Laundering Reporting (1 Dec 2001 to 8 Dec 2019)
    • CF10 Compliance Oversight (1 Dec 2001 to 8 Dec 2019)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • Camilla Harriet Olivia Hume

    IRN CHH01026

    • CF21 Investment Adviser (3 Aug 2005 to 3 May 2007)
  • Carolina Tanya Louise March

    IRN CXM01379

    • CF21 Investment Adviser (26 Sep 2003 to 16 Mar 2005)
  • Claire Louise Hall

    IRN CLH01052

    • CF21 Investment Adviser (17 Sep 2002 to 8 Aug 2003)
  • Francesca Yolande Lee

    IRN FXL01031

    • CF30 Customer (1 Nov 2007 to 31 Aug 2012)
    • CF21 Investment Adviser (4 Oct 2005 to 31 Oct 2007)
  • Jasmine Weiss

    IRN JXW02205

    • CF30 Customer (6 Jun 2013 to 22 Aug 2014)
  • Kelly-Ann Vanessa Rajpaulsingh

    IRN KXR01104

    • CF21 Investment Adviser (12 Aug 2003 to 28 Aug 2003)
  • Terhi Tuulikki Hakli

    IRN TTH00008

    • CF30 Customer (1 Oct 2008 to 3 Dec 2012)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.