Cavendish Capital Markets Limited

• Principal Place of Business

  One Bartholomew

  Barts Square

  London

  EC1A 7BL

  UNITED KINGDOM

  Phone

  +4402072200500

  Web

  https://www.cavendish.com

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Electronic Trade Settlement

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Camille Pauline Marie Gochez

  IRN CPG01063

  • CF30 Customer (3 Aug 2016 to 8 Dec 2019)
• Carl Stewart Philip Holmes

  IRN CSH01066

  • [FCA CF] Client dealing (9 Dec 2019 to 30 Nov 2025)
  • CF30 Customer (5 Jun 2015 to 8 Dec 2019)
• Carmen Jerry-Lee Tyler

  IRN CJT01177

  • CF30 Customer (1 Dec 2014 to 18 Dec 2014)
• Celine Georges Saikali

  IRN CXS01616

  • CF30 Customer (9 Jan 2014 to 30 Jul 2015)
• Charles Alexander Clunie Cunningham

  IRN CAC01155

  • CF30 Customer (1 Nov 2007 to 11 May 2012)
  • CF23 Corporate Finance Adviser (31 Jul 2007 to 31 Oct 2007)
• Charles Francis Coyne

  IRN CFC01014

  • CF30 Customer (4 Mar 2009 to 25 Mar 2011)
• Charles Henry Charlton Combe

  IRN CHC01059

  • [FCA CF] Client dealing (9 Sep 2023 to 29 Aug 2025)
• Charles John Edward Pick

  IRN CJP01073

  • CF30 Customer (1 Nov 2007 to 1 Nov 2007)
  • CF21 Investment Adviser (31 Jul 2007 to 31 Oct 2007)
• Charles John Wendover Beeson

  IRN CXB00265

  • [FCA CF] Client dealing (9 Dec 2019 to 25 Sep 2024)
• Charles Maximillian Bullen-Smith

  IRN CXB16169

  • CF30 Customer (20 Jun 2019 to 8 Dec 2019)

No changes recorded yet.