Charles John Edward Pick

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Numis Securities Limited (no longer approved here)
FRN 144822
- CF30 Customer (13 Oct 2010 to 14 Jun 2017)
Hume Capital Securities plc (no longer approved here)
FRN 504211
- CF30 Customer (2 Sep 2010 to 5 Oct 2010)
Cavendish Capital Markets Limited (no longer approved here)
FRN 467766
- CF30 Customer (1 Nov 2007 to 1 Nov 2007)
- CF21 Investment Adviser (31 Jul 2007 to 31 Oct 2007)
J.M. FINN & CO.LTD (no longer approved here)
FRN 450754
- CF21 Investment Adviser (7 Jul 2006 to 31 Jul 2007)
Northland Capital Partners Limited (no longer approved here)
FRN 155200
- CF21 Investment Adviser (21 Mar 2005 to 28 Apr 2006)
Equity Development Limited (no longer approved here)
FRN 185325
- CF21 Investment Adviser (22 Sep 2004 to 25 Jul 2006)
BELLECAPITAL UK LIMITED (no longer approved here)
FRN 140948
- CF21 Investment Adviser (1 Dec 2001 to 5 Aug 2002)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.