Cavendish Capital Markets Limited

• Principal Place of Business

  One Bartholomew

  Barts Square

  London

  EC1A 7BL

  UNITED KINGDOM

  Phone

  +4402072200500

  Web

  https://www.cavendish.com

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Electronic Trade Settlement

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Charles Oliver Long

  IRN COL01007

  • [FCA CF] Client dealing (3 Apr 2020 to 7 Sep 2022)
• Charlie Evans

  IRN CXE00123

  • [FCA CF] Client dealing (since 15 Dec 2021)
  • [FCA CF] Proprietary trader (since 15 Dec 2021)
• Charlotte Alexandra Stranner

  IRN CAS01192

  • CF30 Customer (19 Feb 2010 to 22 Apr 2015)
• Charlotte Sutcliffe

  IRN CXS00232

  • [FCA CF] Client dealing (4 Jan 2021 to 22 Feb 2024)
• Christian Heron Taurus Hobart

  IRN CHH01013

  • CF30 Customer (17 Feb 2015 to 1 Jun 2017)
• Christopher Edward Donnellan

  IRN CED01047

  • [FCA CF] Client dealing (since 9 Sep 2023)
• Christopher Jack Raggett

  IRN CJR01187

  • [FCA CF] Manager of certification employee (9 Dec 2019 to 22 Sep 2023)
  • [FCA CF] Client dealing (9 Dec 2019 to 22 Sep 2023)
  • CF30 Customer (27 Jul 2011 to 8 Dec 2019)
• Christopher John Fielden West

  IRN CXW00347

  • [FCA CF] Client dealing (since 22 Jan 2024)
• Christopher Martin Jeffrey

  IRN CMJ01023

  • CF30 Customer (1 Nov 2007 to 17 Oct 2014)
  • CF21 Investment Adviser (31 Jul 2007 to 31 Oct 2007)
• Clive Nathan Carver

  IRN CNC01014

  • CF30 Customer (1 Nov 2007 to 1 Nov 2011)
  • CF23 Corporate Finance Adviser (31 Jul 2007 to 31 Oct 2007)
  • CF1 Director (31 Jul 2007 to 1 Nov 2011)

No changes recorded yet.