Cavendish Capital Markets Limited

• Principal Place of Business

  One Bartholomew

  Barts Square

  London

  EC1A 7BL

  UNITED KINGDOM

  Phone

  +4402072200500

  Web

  https://www.cavendish.com

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Electronic Trade Settlement

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Dale Anthony Bellis

  IRN DAB01333

  • [FCA CF] Manager of certification employee (since 18 Mar 2024)
  • [FCA CF] Client dealing (since 9 Sep 2023)
• Daniel James Hodkinson

  IRN DXH00717

  • [FCA CF] Client dealing (9 Sep 2023 to 2 Jun 2025)
• Daniel John Smith

  IRN DJS01200

  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Manager of certification employee (since 9 Dec 2019)
  • CF30 Customer (7 Aug 2009 to 8 Dec 2019)
• Daniel Jordan Hall

  IRN DJH01484

  • [FCA CF] Client dealing (since 22 Feb 2021)
• Daniel Maurice Balabanoff

  IRN DMB01204

  • [FCA CF] Client dealing (since 9 Sep 2023)
• David Jason Fairbairn

  IRN DJF01115

  • [FCA CF] Client dealing (since 22 Feb 2021)
• David Matthew Bowen Lewis

  IRN DML01089

  • [FCA CF] Manager of certification employee (since 1 Jun 2025)
  • [FCA CF] Client dealing (since 9 Sep 2023)
• David Maurice Buxton

  IRN DMB01105

  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF21 Investment Adviser (31 Jul 2007 to 31 Oct 2007)
  • CF1 Director (31 Jul 2007 to 17 Jan 2010)
• David Peter Anthony Lawman

  IRN DPL01017

  • CF30 Customer (1 Nov 2007 to 22 May 2009)
  • CF21 Investment Adviser (31 Jul 2007 to 31 Oct 2007)
• David Stoddart

  IRN DXS01283

  • CF30 Customer (15 Jul 2010 to 1 Nov 2011)

No changes recorded yet.